Form 5309 Application For Determination Of Employee Stock Ownership Plan {5309}

Form 5309 (Rev. January 2012), Application for Determination of Employee Stock Ownership Plan (Under section 4975(e)(7) of the Internal Revenue Code), this form is used to apply for a determination letter for an employee stock ownership plan (ESOP) that meets the requirements of section 4975(e)(7). Attach Form 5309 to Form 5300, Application for Determination for Employee Benefit Plan. The plan you establish must be designed to invest primarily in employer securities. For a definition of employer securities and how it applies to your plan, see section 409(I) or section 4975(e)(8). Also see Regulations section 54.4975-11 for the formal plan requirements of an ESOP. www.FormsWorkflow.com