Application For Renewal Of Issuer Agent Or Non Finra Broker Dealer Agent License | Pdf Fpdf Doc Docx | Idaho

 Idaho   Secretary Of State   Blue Sky   Department Of Finance   Securities Bureau 
Application For Renewal Of Issuer Agent Or Non Finra Broker Dealer Agent License | Pdf Fpdf Doc Docx | Idaho

Last updated: 4/20/2020

Application For Renewal Of Issuer Agent Or Non Finra Broker Dealer Agent License

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Description

APPLICATION FOR RENEWAL OF ISSUER AGENT OR NON-FINRA BROKER/DEALER AGENT LICENSE. This form is used by the Idaho Department of Finance for agents who are applying to renew their licenses to sell securities as either issuer agents or non-FINRA broker/dealer agents under the Uniform Securities Act of 2004. The agent must provide personal information, such as their name, social security number, and address, and answer questions about any complaints, legal actions, or financial difficulties they may have faced in the past year. The issuer or broker/dealer firm must also certify the agent’s reappointment. A $50 fee must accompany the application. www.FormsWorkflow.com

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