Adviser Affidavit {AA}

DISTRICT OF COLUMBIA ADVISER AFFIDAVIT. This form is utilized by the Government of the District of Columbia, Department of Insurance, Securities, and Banking. Investment advisers or their representatives are required to complete this affidavit to certify specific information regarding their advisory services in the District of Columbia. In summary, the form serves the following purposes: Identification: The form captures the name of the principal or officer and the name of the investment adviser/firm. Certification: The applicant certifies that they have not provided any investment advisory services in the District of Columbia and will not do so until properly registered with the Securities Bureau of the District of Columbia. Disclosure (if applicable): If the applicant has provided investment advisory services in the District of Columbia without proper licensing, the form requires detailed information about these services. This includes the start date of providing services, client details (name, address, phone number), agreement dates, description of services rendered, total assets managed, and total fees received. Notarization: The form must be signed by the applicant and notarized. The notary public verifies the authenticity of the applicant's signature. www.FormsWorkflow.com