Form Of Prospectus For Registration Of Securities By Qualification {SR-1} | Pdf Fpdf Doc Docx | Missouri

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Form Of Prospectus For Registration Of Securities By Qualification {SR-1} | Pdf Fpdf Doc Docx | Missouri

Last updated: 2/28/2017

Form Of Prospectus For Registration Of Securities By Qualification {SR-1}

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John R. Ashcroft Secretary of State State of Missouri MISSOURI FORM SR-1 FORM OF PROSPECTUS FOR REGISTRATION OF SECURITIES BY QUALIFICATION PART 1 -- GENERAL INSTRUCTIONS 1. Securities Division · 600 W. Main, Rm. 229 · PO Box 1276 Jefferson City, MO 65102 2. As pursuant to Sections 409.3-304 and 409.6-605, RSMo and Missouri regulation 15 CSR 30-52.020, the prospectus described in this form shall be used as the prospectus when offering and selling securities under Section 409.3-304, RSMo, unless another form of prospectus under the Securities Act of 1933 is used and such form substantially comports with the requirements of this form or the form U-7 is used pursuant to Missouri regulation 15 CSR 30-52.275. 3. 4. All of the information requested in this form is generally required in the prospectus. Some of the requested information will not be applicable because of the nature of the securities being registered or because of the financial condition of the company. Under these circumstances, the requested information will not be required in the prospectus. In addition, the information provided in this form is not intended to be all-inclusive and the issuer must include other information not specifically listed that would be important for an investor's understanding of the issuer and the securities being offered. In determining whether an offering is fair, just or equitable, the Securities Division will apply applicable NASAA Statements of Policy as adopted in Missouri regulations 15 CSR Division 30, Chapter 52, Registration of Securities, when reviewing a registration statement. Front Cover Page of Prospectus Table of Contents Summary Information Risk Factors Use of Proceeds Determination of Offering Price Dilution Capitalization and Long Term Debt Summary of Earnings Description of Business Management's Discussion and Analysis or Plan of Operation Management Promoters Security Ownership of Principal Holders and Management Certain Relationships and Related Transactions Escrow Provisions Description of Securities Options to Purchase Securities Selling Security Holders Plan of Distribution Pending Legal Proceedings Annual Meeting and Reports Legal Opinions Experts Signatures Financial Statements The prospectus shall contain the following sections and applicable information in the prospectus, and in the order presented: FORM SR-1 (01/2017) American LegalNet, Inc. www.FormsWorkFlow.com PART II - SPECIFIC INSTRUCTIONS 1. Front Cover Page of Prospectus A. The cover page of the prospectus should be limited to one page. B. The cover page should contain as applicable the information as presented in paragraph G. C. The description of securities should include, for example, appropriate disclosure of redemption, conversion features, rate(s) of interest, payment dates, and maturity dates of debt securities. D. If the offering has a required minimum amount to be sold and held in escrow, then the table on the front page should contain both the minimum and maximum amount of the offering and comparable expenses. E. If there are selling security holders, there should be a statement to that effect. F. A brief description of the underwriting arrangement should be included, such as, by a firm commitment or best efforts basis, or if the offering is being sold by the issuer. G. The cover page should be in the format as follows on the next page: FORM SR-1 (01/2017) 2 American LegalNet, Inc. www.FormsWorkFlow.com Prospectus (Name of Missouri Issuer as specified in its Charter) (State or other jurisdiction of incorporation or organization) (Address and telephone number of principal executives offices) (Name, address and telephone number of agent for service) (Description and amount of securities offered) Price to Offerees Per Unit Total Underwriting Discounts and Commissions Proceeds to Applicant or others IN MAKING AN INVESTMENT DECISION, YOU MUST RELY ON YOUR OWN EXAMINATION OF THE ISSUER AND THE TERMS OF THE OFFERING, INCLUDING THE MERITS AND RISKS INVOLVED. THESE SECURITIES HAVE NOT BEEN RECOMMENDED BY ANY FEDERAL OR STATE SECURITIES COMMISSION OR REGULATORY AUTHORITY. FURTHERMORE, THE FOREGOING AUTHORITIES HAVE NOT CONFIRMED THE ACCURACY OR DETERMINED THE ADEQUACY OF THIS PROSPECTUS. ANY RESPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE. You should carefully consider the RISK FACTORS on page ____________. Name of underwriter (if applicable) The date of this prospectus is _____________________. FORM SR-1 (01/2017) 3 American LegalNet, Inc. www.FormsWorkFlow.com 2. Table of Contents 3. Provide a reasonably detailed table of contents. The table of contents must show the subheading and the page number of the various sections or subdivisions in the prospectus. There should be a specific listing of the risk factors section. The table of contents should immediately follow the cover page. Summary Information Provide a brief summary of the information in the prospectus. This section may be from one to three pages long. The summary should not merely repeat the text of the prospectus but should provide a brief overview of the key aspects of the offering. Risk Factors Discuss any factors that make the offering speculative or risky. The risk factors should be in concise paragraphs that separately discuss the principal factors which make the offering speculative. Each paragraph should have a caption. The risk factors may include, among others, the following: lack of operating history; lack of recent profits from operations; poor financial position; lack of a market for the issuer's securities and unlikelihood of a market at any time in the future; inexperience of management or any underwriter; factors related to the issuer's business or proposed business; contracts or dealings between the issuer and its management or promoters; the existence of substantial dilution; the existence or proposed issuance of substantial amount of rights to purchase additional securities of the issuer at prices which would have a dilutive effect on the interest of public investors; the dependency of the issuer on retaining a particular customer or group of customers or the services of one or more particular members of management; small or limited contribution of the promoters, as compared to the public investors; the extent of the issuer's dependency on the proceeds of the offering and/or additional financing to permit it to engage in its current or proposed business activities; competitive factors in the issuer's line of business;

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