Last updated: 5/8/2006
Midwest Reginal Review Application {SR-3}
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Description
Robin Carnahan Secretary of State of MissouriState Securities Division 600 W. Main PO Box 1276 Jefferson City, MO 65102 MIDWEST REGIONAL REVIEW APPLICATION 1. Name of Issuer: Fax number: E-Mail Address: 2. The issuer (applicant) is filing for Coordinated Midwest Regional Review in the following states (please check all that apply; at least two must be checked): Illinois Minnesota North Dakota Indiana Michigan South Dakota Iowa Missouri Wisconsin Kansas Nebraska 3. The applicant shall send to each state, a copy of this Application, accompanied by the exhibits (See Appendix A) and the fees required by that state (see Appendix B). These filings shall be made simultaneously in each state as checked in Item 2 above. The documents filed in each state shall be identical. (Note: Subsequent to the initial filing fMidwor est Regional Review, the issuer may file a new application in at least two of e rthemaining participating states, but will then be subject to a new coordinated review.) Type of filing (please check one): Small Company Offering Registration (SCOR Form U-7) Question/Answer Form Model A under Regulation A Offering Circular Model B under Regulation A Form 1-A (Traditional Disclosure) 4. Undertakings of Applicant: The applicant agrees that it will file simultaneously in each state checked above. The applicant waives automatic effectiveness in each state checked above. The applicant agrees to resolve outstanding comments through the lead state and agrees to provide the lead state with a copy of the amended offering document marked to show changes. (Note: State-specific comments must be resolved with the state to which the comment applies.) The applicant understands that the securities to begist reered must be sold b an y agent that is either registered or exempt from registration in the subject state. The applicant agrees not to allow sales by agents that have not been registered or are exempt not in the state in which they are selling. The applicant agrees to file all final documents with each state. Applicant Representative: Signature & Date Print Name & Title FORM SR-3 (01-05) American LegalNet, Inc. www.USCourtForms.com