Last updated: 12/2/2020
Form 15F Certification Of A Foreign Private Issuers Termination Of Registration {15F}
Start Your Free Trial $ 5.99What you get:
- Instant access to fillable Microsoft Word or PDF forms.
- Minimize the risk of using outdated forms and eliminate rejected fillings.
- Largest forms database in the USA with more than 80,000 federal, state and agency forms.
- Download, edit, auto-fill multiple forms at once in MS Word using our Forms Workflow Ribbon
- Trusted by 1,000s of Attorneys and Legal Professionals
Description
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0621 Expires: May 31, 2017 Estimated average burden hours per response . . . . . .30.00 FORM 15F CERTIFICATION OF A FOREIGN PRIVATE ISSUER'S TERMINATION OF REGISTRATION OF A CLASS OF SECURITIES UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ITS TERMINATION OF THE DUTY TO FILE REPORTS UNDER SECTION 13(a) OR SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number ______________ (Exact name of registrant as specified in its charter) (Address, including zip code, and telephone number, including area code, of registrant's principal executive offices) (Title of each class of securities covered by this Form) Place an X in the appropriate box(es) to indicate the provision(s) relied upon to terminate the duty to file reports under the Securities Exchange Act of 1934: Rule 12h-6(a) (for equity securities) Rule 12h-6(c) (for debt securities) Rule 12h-6(d) (for successor registrants) Rule 12h-6(i) (for prior Form 15 filers) GENERAL INSTRUCTIONS A. Who May Use Form 15F and When 1. A foreign private issuer may file Form 15F, pursuant to Rule 12h-6(a) (17 CFR 240.12h-6(a)) under the Securities Exchange Act of 1934 ("Exchange Act"), when seeking to terminate: the registration of a class of securities under section 12(g) of the Exchange Act and the corresponding duty to file or furnish reports required by section 13(a) of the Exchange Act; or American LegalNet, Inc. www.FormsWorkFlow.com regarding a class of equity securities; or both. the obligation under section 15(d) of the Exchange Act to file or furnish reports required by section 13(a) of the Act 2. A foreign private issuer may file Form 15F, pursuant to Rule 12h-6(c) (17 CFR 240.12h-6(c)), when seeking to terminate its reporting obligations under section 13(a) or section 15(d) of the Exchange Act regarding a class of debt securities. 3. A foreign private issuer may file Form 15F, pursuant to Rule 12h-6(d) (17 CFR 240.12h-6(d)), when seeking to terminate the registration of a class of securities under section 12(g), or reporting obligations under section 13(a) or section 15(d) of the Exchange Act, to which it has succeeded pursuant to Rule 12g-3 (17 CFR 240.12g-3) or Rule 15d-5 (17 CFR 240.15d-5). 4. A foreign private issuer may file Form 15F, pursuant to Rule 12h-6(i) (17 CFR 240.12h-6(i)), if, before the effective date of Rule 12h-6, it terminated the registration of a class of securities under section 12(g) of the Act, or suspended its reporting obligations regarding a class of equity or debt securities under section 15(d) of the Act, in order to: terminate under Rule 12h-6 the registration of a class of equity securities that was the subject of a Form 15 (§249.323 of this chapter) filed by the issuer pursuant to §240.12g-4; or terminate its reporting obligations under section 15(d) of the Act, which had been suspended by the terms of that section or by the issuer's filing of a Form 15 pursuant to §240.12h-3, regarding a class of equity or debt securities. B. Certification Effected by Filing Form 15F By completing and signing this Form, the issuer certifies that: it meets all of the conditions for termination of Exchange Act reporting specified in Rule 12h-6 (17 CFR 240.12h6); and there are no classes of securities other than those that are the subject of this Form 15F regarding which the issuer has Exchange Act reporting obligations. C. Effective Date For an issuer filing Form 15F under Rule 12h-6(a), (c) or (d), the duty to file any reports required under section 13(a) or 15(d) of the Exchange Act will be suspended immediately upon filing the Form 15F. If there are no objections from the Commission, 90 days, or within a shorter period as the Commission may determine, after the issuer has filed its Form 15F, there shall take effect: the termination of registration of a class of securities under section 12(g) of the Act; the termination of the issuer's duty to file or submit reports under section 13(a) or section 15(d) of the Act; or both. For an issuer that has already terminated its registration of a class of equity securities pursuant to Rule 12g-4 or suspended its reporting obligations under section 15(d) or Rule 12h-3, the effectiveness of its termination of section 12(g) registration under Rule 12h-6 and the corresponding duty to file reports required by section 13(a) of the Act, or the termination of its previously suspended reporting obligations under section 15(d) of the Act, shall also occur 90 days after the issuer has filed its Form 15F under Rule 12h-6(i), or within a shorter period as the Commission may determine, if there are no objections from the Commission. D. Other Filing Requirements You must file Form 15F and related materials, including correspondence, in electronic format via our Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system in accordance with the EDGAR rules set forth in Regulation S-T (17 CFR Part 232). The Form 15F and related materials must be in the English language as required by Regulation S-T Rule 306 (17 CFR 232.306). You must provide the signature required for Form 15F in accordance with Regulation S-T Rule 302 (17 CFR 232.302). If you have technical questions about EDGAR, call the EDGAR Filer Support Office at (202) 551-8900. If you have questions about the EDGAR rules, call the Office of EDGAR and Information Analysis at (202) 551-3610. If the Form 15F is subsequently withdrawn or denied, you must, within 60 days after the date of the withdrawal or denial, file with or submit to the Commission all reports that would have been required had you not filed the Form 15F. American LegalNet, Inc. www.FormsWorkFlow.com See Rule 12h-6(g)(2) (17 CFR 240.12h-6(g)(2)) and Rule 12h-6(i)(3)(ii) (17 CFR 240.12h-6(i)(3)(ii)). E. Rule 12g3-2(b) Exemption Regardless of the particular Rule 12h-6 provision under which it is proceeding, a foreign private issuer that has filed a Form 15F regarding a class of equity securities shall receive the exemption under Rule 12g3-2(b) (17 CFR 240.12g3-2(b)) for the subject class of equity securities immediately upon the effective date of its termination of registration and reporting under Rule 12h-6. Refer to Rule 12g3-2(b)(2) and (b)(3)(17 CFR 240.12g3-2(b)(2)) and (b)(3) and Rule 12g3-2(c) (17 CFR 240.12g3-2(c)) for the conditions that a foreign private issuer must meet in order to maintain the Rule 12g3-2(b) exemption follow
Related forms
-
Form 3 Initial Statement Of Beneficial Ownership Of Securities (SEC1472)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-17F-1 Certificate Of Accounting Of Securities And Similar Investments (SEC2205)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-27D-1 Accounting Of Segregated Trust Account (SEC1840)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-Q Quarterly Schedule Of Portfolio Holdings Of Registered Management Investment Company (SEC2455)
Official Federal Forms/Securities And Exchange Commission/ -
Form SIP Application Or Amendment To Application For Registration As Securities Information Processor (SEC1939)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-54C Notification Of Withdrawal Of Election To Be Subject To Sections 55 Through 65 (SEC1938)
Official Federal Forms/Securities And Exchange Commission/ -
Form X-17A-5 Focus Report Part IIB OTC Derivates Dealer (SEC2430)
Official Federal Forms/Securities And Exchange Commission/ -
Form TA-2 Annual Report Of Transfer Agent Activities (SEC2113)
Official Federal Forms/Securities And Exchange Commission/ -
Form D Item 3 Continuation Page Related Persons (Continued)
Official Federal Forms/Securities And Exchange Commission/ -
Form D Items 1 And 2 Continuation Page Issuers Identity And Contact Information
Official Federal Forms/Securities And Exchange Commission/ -
Form X-17F-1A Missing-Lost-Stolen-Counterfeit Securities Report (SEC1666)
Official Federal Forms/Securities And Exchange Commission/ -
Form 7-M Irrevocable Appointment Of Agent For Service Of Process (Individual) (SEC876)
Official Federal Forms/Securities And Exchange Commission/ -
Form 8-M Irrevocable Appointment Of Agent For Service Of Process (Corporate) (SEC877)
Official Federal Forms/Securities And Exchange Commission/ -
Form 9-M Irrevocable Appointment Of Agent For Service Of Process (Partnership) (SEC878)
Official Federal Forms/Securities And Exchange Commission/ -
Form 10-M Irrevocable Appointment Of Agent For Service Of Process (General Partner) (SEC879)
Official Federal Forms/Securities And Exchange Commission/ -
Form D Item 12 Sales Compensation (Continued)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-6E1-1 Notification Of Claim Of Exemption Pursuant To Rule 6e-2 Or 6e-3(T) (SEC1130)
Official Federal Forms/Securities And Exchange Commission/ -
Form SDR Application Or Amendment To Application For Registration Or Withdrawal (SEC2911)
Official Federal Forms/Securities And Exchange Commission/ -
Form SCI Systems Compliance And Integrity (SEC2919)
Official Federal Forms/Securities And Exchange Commission/ -
Form CFPORTAL Application Or Amendment To Application For Registration Or Withdrawal
Official Federal Forms/Securities And Exchange Commission/ -
Form SBSE-C Certifications For Registrations Of Security-Based Swap Dealers (SEC2927)
Official Federal Forms/Securities And Exchange Commission/ -
Form SBSE-W Request For Withdrawal From Registration-Swap Dealer (SEC2928)
Official Federal Forms/Securities And Exchange Commission/ -
Form SBSE Application For Registration Of Security-Based Swap Dealers (SEC2924)
Official Federal Forms/Securities And Exchange Commission/ -
Form SBSE-A Application For Registration Of Security-Based Swap Dealers (SEC2925)
Official Federal Forms/Securities And Exchange Commission/ -
Form SBSE-BD Application For Registration Of Security-Based Swap Dealers (SEC2926)
Official Federal Forms/Securities And Exchange Commission/ -
Form R31 Form For Reporting Covered Sales And Covered Round Turn Transactions Under Section 31 (SEC2502)
Official Federal Forms/Securities And Exchange Commission/ -
Form 19b-4(e) Information Required Of A Self-Regulatory Organization Listing And Trading (SEC2449)
Official Federal Forms/Securities And Exchange Commission/ -
Form PILOT Initial Operation Report Amendment To Initial Operation Report And Quarterly Report (SEC2552)
Official Federal Forms/Securities And Exchange Commission/ -
Form MSDW Notice Of Withdrawal From Registration As A Muni Securities Dealer (SEC1588)
Official Federal Forms/Securities And Exchange Commission/ -
Form 19b-4 Proposed Rule Change By Self-Regulatory Organization (SEC1832)
Official Federal Forms/Securities And Exchange Commission/ -
Form ADV (Paper Version) Uniform Application For Investment Adviser Registration (Part 1B) (SEC1707)
Official Federal Forms/Securities And Exchange Commission/ -
Form 1-N Form And Amendments For Notice Of Registration (SEC2568)
Official Federal Forms/Securities And Exchange Commission/ -
Form SD Specialized Disclosure Report (SEC0697)
Official Federal Forms/Securities And Exchange Commission/ -
Form MA-I Information Regarding Natural Persons Engage In Municipal Advisory Activities (SEC2899)
Official Federal Forms/Securities And Exchange Commission/ -
Form MA-NR Designation Of US Agent For Service Of Process (SEC2900)
Official Federal Forms/Securities And Exchange Commission/ -
Form MA-W Notice Of Withdrawal From Registration As Municipal Advisor (SEC2901)
Official Federal Forms/Securities And Exchange Commission/ -
Form MA Application For Municipal Adivsor Registration (SEC2898)
Official Federal Forms/Securities And Exchange Commission/ -
Form 15F Certification Of A Foreign Private Issuers Termination Of Registration
Official Federal Forms/Securities And Exchange Commission/ -
Form BD-N Notice Of Registration As A Broker-Dealer For The Purpose Of Trading Security Futures (SEC1500)
Official Federal Forms/Securities And Exchange Commission/ -
Form CUSTODY For Broker Dealers (SEC2897)
Official Federal Forms/Securities And Exchange Commission/ -
Form MSD Application For Registration As A Municipal Securities Dealer (SEC1534)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-17D-1 Report Filed By Small Business Investment Company (SEC1839)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-8B-4 Registration Statement Of Face-Amount Certificate Companies (SEC1285)
Official Federal Forms/Securities And Exchange Commission/ -
Form CA-1 Application For Registration Or Exemption From Registration As A Clearing Agency (SEC1853)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-18F-1 Notification Of Election Pursuant To Rule 18f-1 Under The Investment Company Act Of 1940 (SEC1846)
Official Federal Forms/Securities And Exchange Commission/ -
Form ADV-H Application For A Temporary Or Continuing Hardship Exemption (SEC2566)
Official Federal Forms/Securities And Exchange Commission/ -
Form ADV-W (Paper Version) Notice Of Withdrawal From Registration (SEC777)
Official Federal Forms/Securities And Exchange Commission/ -
Form 19b-7 Proposed Rule Change By (Self-Regulatory Organization) (SEC2450)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-CR Current Report Money Market Fund Material Events (SEC2918)
Official Federal Forms/Securities And Exchange Commission/ -
Form X-17A-5 Focus Report Part IIA (SEC1696)
Official Federal Forms/Securities And Exchange Commission/ -
Form X-17A-5 Focus Report Part I (SEC1705)
Official Federal Forms/Securities And Exchange Commission/ -
Form X-17A-5 Focus Report Form X-17A-5 Schedule 1 (SEC1675)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-6F Notice Of Intent To Elect To Be Subject To Sections 55-65 Of The Investment Company Act Of 1940 (SEC1936)
Official Federal Forms/Securities And Exchange Commission/ -
Form 2-E Report Pursuant To Rule 609 Of Regulation E (SEC1808)
Official Federal Forms/Securities And Exchange Commission/ -
Form F-N Appointment Of Agent For Service Of Process By Foreign Banks (SEC2306)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-54A Notification Of Election To Be Subject To Sections 55 Through 65 (SEC1937)
Official Federal Forms/Securities And Exchange Commission/ -
Form WB-APP Application For Award For Original Information (SEC2851)
Official Federal Forms/Securities And Exchange Commission/ -
Form D Notice Of Sale Of Securities Pursuant To Regulation D Section 4(6) (SEC1972)
Official Federal Forms/Securities And Exchange Commission/ -
Form 13H Information Required Of Large Traders Pursuant To Section 13(h) (SEC2858)
Official Federal Forms/Securities And Exchange Commission/ -
Form 25 Notification Of The Removal From Listing And Registration Of Matured Redeemed Or Retired Securities (SEC1654)
Official Federal Forms/Securities And Exchange Commission/ -
Form TCR Tip Complaint Or Referral (SEC2850)
Official Federal Forms/Securities And Exchange Commission/ -
Form 15 Certification And Notice Of Termination Of Registration Under Section 12(g) (SEC2069)
Official Federal Forms/Securities And Exchange Commission/ -
Form 3 Initial Statement Of Beneficial Ownership Of Securities (SEC1473)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-17F-2 Certificate Of Accounting Of Securities And Similar Investments (SEC2198)
Official Federal Forms/Securities And Exchange Commission/ -
Form ABS DD-15E Certification Of Provider Of Third-Party Due Diligence Services (SEC2917)
Official Federal Forms/Securities And Exchange Commission/ -
Form 10-D Asset-Backed Issuer Distribution Report (SEC2503)
Official Federal Forms/Securities And Exchange Commission/ -
Form ATS Initial Operation Report Amendment To Initial Operating Report (SEC2550)
Official Federal Forms/Securities And Exchange Commission/ -
Form ATS-R Quarterly Report Of Alternative Trading System Activities (SEC2551)
Official Federal Forms/Securities And Exchange Commission/ -
Form X-17A-5 Focus Report Part IIC
Official Federal Forms/Securities And Exchange Commission/ -
Form X-17A-19 Report Of Change In Memberhip Status (SEC1414)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-23C-3 Notification Of Repurchase Offer (SEC2380)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-4 Registration Statement Under The Securites Act Of 1933 (Trusts) (SEC2125)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-6 Registration Statement (Separate Accounts Organized As Unit Investment Trusts) (SEC2567)
Official Federal Forms/Securities And Exchange Commission/ -
Form 24F-2 Annual Notice Of Securities Sold Pursuant To Rule 24F-2 (SEC2393)
Official Federal Forms/Securities And Exchange Commission/ -
Form S-8 Registration Statement Under The Securities Act Of 1933 (SEC1398)
Official Federal Forms/Securities And Exchange Commission/ -
Form SF-3 Registration Statement Under The Securities Act Of 1933 (SEC2909)
Official Federal Forms/Securities And Exchange Commission/ -
Form X-17A Annual Audited Report Part III (SEC1410)
Official Federal Forms/Securities And Exchange Commission/ -
Form ADV-E Certificate Of Accounting Of Client Securities And Funds (SEC2223)
Official Federal Forms/Securities And Exchange Commission/ -
Form ATS-N NMS Stock Alternative Trading Systems
Official Federal Forms/Securities And Exchange Commission/ -
Form F-3 Registration Statement For Securities Act Of 1933 (SEC1983)
Official Federal Forms/Securities And Exchange Commission/ -
Form S-1 Registration Statement Under The Securities Act Of 1933 (SEC870)
Official Federal Forms/Securities And Exchange Commission/ -
Form SF-1 Registration Statement Under The Securities Act Of 1933 (SEC2908)
Official Federal Forms/Securities And Exchange Commission/ -
Form 1-E Notification Under Regulation E (SEC1807)
Official Federal Forms/Securities And Exchange Commission/ -
Form F-6 Registration Statement For Depositary Shares Evidenced By American Depository Receipts (SEC2001)
Official Federal Forms/Securities And Exchange Commission/ -
Form ABS-EE Form For Submission Of Electronic Exhibits For Asset Backed Securities (SEC2910)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-PX Annual Report Of Prox Voting Record Of Registered Management Investment Company (SEC2451)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-MFP Monthly Schedule Of Portfolio Holdings Of Money Market Funds (SEC2847)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-5 Registration Statement Of Small Business Investment Company (SEC0993)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-3 Registration Statement (Accounts Organized As Management Investment Co.) (SEC2124)
Official Federal Forms/Securities And Exchange Commission/ -
Form 12b-25 Notification Of Late Filing (SEC1344)
Official Federal Forms/Securities And Exchange Commission/ -
Form SE For Submission Of Paper Format Exhibits By Electronic Filers (SEC2082)
Official Federal Forms/Securities And Exchange Commission/ -
Form TH Notification Of Reliance On Temporary Hardship Exemption (SEC2348)
Official Federal Forms/Securities And Exchange Commission/ -
Form 1-K Annual Reports And Special Financial Reports (SEC2913)
Official Federal Forms/Securities And Exchange Commission/ -
Form 1-U Current Report Pursuant To Regulation A (SEC2915)
Official Federal Forms/Securities And Exchange Commission/ -
Form 1-Z Exit Report Under Regulation A (SEC2916)
Official Federal Forms/Securities And Exchange Commission/ -
Form ABS-15G Asset-Backed Securitizer Report (SEC2860)
Official Federal Forms/Securities And Exchange Commission/ -
Form 1 Application And Amendments To Application For Registration As A National Securities Exchange (SEC1935)
Official Federal Forms/Securities And Exchange Commission/ -
Form 8-A For Registration Of Certain Classes Of Securities Pursuant To Section 12(b) Or (g) (SEC1922)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-CEN Annual Report For Registered Investment Companies (SEC2846)
Official Federal Forms/Securities And Exchange Commission/ -
Form T-6 Application-For Determination Of Elegibility Of A Foreign Person To Act As Institutional Trustee (SEC2275)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-LIQUID Current Report Open-End Management Investment Company (SEC2941)
Official Federal Forms/Securities And Exchange Commission/ -
Form T-1 (Statement Of Eligibility And Qualification Under The Trust Indenture Act) (SEC1836)
Official Federal Forms/Securities And Exchange Commission/ -
Form T-2 Statement Of Eligibility Under The Trust Indenture Act-An Individual Designated To Act As Trustee (SEC1849)
Official Federal Forms/Securities And Exchange Commission/ -
Form T-3 For Applications For Qualification Of Indentures Under The Trust Indenture Act (SEC1919)
Official Federal Forms/Securities And Exchange Commission/ -
Form ADV (Paper Version) Uniform Application For Investment Adviser Registration (Execution Pages) (SEC1707)
Official Federal Forms/Securities And Exchange Commission/ -
Form ADV (Paper Version) Uniform Application For Investment Adviser Registration (Part 1A) (SEC1707)
Official Federal Forms/Securities And Exchange Commission/ -
Form ADV (Paper Version) Uniform Application For Investment Adviser Registration (Part 2) (SEC1707)
Official Federal Forms/Securities And Exchange Commission/ -
Form ADV (Paper Version) Uniform Application For Investment Adviser Registration (SEC1707)
Official Federal Forms/Securities And Exchange Commission/ -
Form 18 Application For Registration Pursuant To Sec 12(B) And (C) Of SEA Of 1934 (SEC1421)
Official Federal Forms/Securities And Exchange Commission/ -
Form ADV-NR Appointment Of Agent For Service Of Process By Non-Resident (SEC2565)
Official Federal Forms/Securities And Exchange Commission/ -
Form F-80 Registration Statement Under The Securities Act Of 1933 (Canadian Issuers) (SEC2282)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-8F Application For Deregistration Of Certain Registered Investment Companies (SEC1691)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-14 Registration Statement Under The Securities Act Of 1933 (SEC2106)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-8A Notification Of Registration Filed Pursuant To Sect 8(a) (SEC1102)
Official Federal Forms/Securities And Exchange Commission/ -
Form 1-SA Semiannual Report Or Special Financial Report Pursuant To Regulation A (SEC2914)
Official Federal Forms/Securities And Exchange Commission/ -
Form F-8 Registration Statement Under The Securities Act Of 1933 (Canadian Issuers) (SEC2290)
Official Federal Forms/Securities And Exchange Commission/ -
Form S-11 For Registration Under The Securities Act Of 1933-Real Estate Companies (SEC907)
Official Federal Forms/Securities And Exchange Commission/ -
Form T-4 Application For Exemption Filed Pursuant To Section 304(c) Of The Trust Indenture Act Of 1939 (SEC1920)
Official Federal Forms/Securities And Exchange Commission/ -
Form 10 General Form For Registration Of Securities (SEC1396)
Official Federal Forms/Securities And Exchange Commission/ -
Form 11-K Annual Reports Of Employee Stock Purchase Savings And Similar Plans (SEC617)
Official Federal Forms/Securities And Exchange Commission/ -
Form 144 Notice Of Proposed Sale Of Securities Pursuant To Rule 144 (SEC1147)
Official Federal Forms/Securities And Exchange Commission/ -
Form 17-H Risk Assessment Report For Brokers And Dealers (SEC2332)
Official Federal Forms/Securities And Exchange Commission/ -
Form 18-K Annual Report For Foreign Governments And Political Subdivisions Thereof (SEC1797)
Official Federal Forms/Securities And Exchange Commission/ -
Form BDW Uniform Request For Broker Dealer Registration (SEC122)
Official Federal Forms/Securities And Exchange Commission/ -
Form CB Tender Offer-Rights Offering Notification Form (SEC2560)
Official Federal Forms/Securities And Exchange Commission/ -
Form F-1 Registration Statement Under The Securities Act Of 1933 (SEC1981)
Official Federal Forms/Securities And Exchange Commission/ -
Form F-10 Registration Statement Under The Securities Act Of 1933 (Canadian Issuers) (SEC2292)
Official Federal Forms/Securities And Exchange Commission/ -
Form F-4 Registration Statement Under The Securities Act Of 1933 (SEC2078)
Official Federal Forms/Securities And Exchange Commission/ -
Form F-7 Registration Statement Under The Securities Act Of 1933 (SEC2289)
Official Federal Forms/Securities And Exchange Commission/ -
Form F-X Appointment Of Agent For Service Of Process And Undertaking (SEC2288)
Official Federal Forms/Securities And Exchange Commission/ -
Form S-4 Registration Statement Under The Securities Act Of 1933 (SEC2077)
Official Federal Forms/Securities And Exchange Commission/ -
Form TA-1 Uniform Form For Registration As Transfer Agent And For Amendment (SEC1528)
Official Federal Forms/Securities And Exchange Commission/ -
Form TA-W Notive Of Withdrawal From Registration As Transfer Agent (SEC1669)
Official Federal Forms/Securities And Exchange Commission/ -
Form 13F Information Required Of Institutional Investment Managers (SEC1685)
Official Federal Forms/Securities And Exchange Commission/ -
Form 40-F Registration Statement Pursuant To Section 12 Or Annual Report (SEC2285)
Official Federal Forms/Securities And Exchange Commission/ -
Form 10-Q (SEC1296)
Official Federal Forms/Securities And Exchange Commission/ -
Form 4 Statement Of Changes In Beneficial Ownership Of Securities (SEC1474)
Official Federal Forms/Securities And Exchange Commission/ -
Form C (SEC2930}
Official Federal Forms/Securities And Exchange Commission/ -
Form N-1A Registration Statement (Open-End Management Investment Companies) (SEC2052)
Official Federal Forms/Securities And Exchange Commission/ -
Form 5 Annual Statement Of Beneficial Ownership Of Securities (General Instructions) (SEC2270)
Official Federal Forms/Securities And Exchange Commission/ -
Form 5 Annual Statement Of Changes In Benificial Ownership Of Securities (SEC2270)
Official Federal Forms/Securities And Exchange Commission/ -
Form BD Uniform Application For Broker Dealer Registration (SEC1490)
Official Federal Forms/Securities And Exchange Commission/ -
Form S-20 Registration Statement Under The Securities Act Of 1933 (SEC2013)
Official Federal Forms/Securities And Exchange Commission/ -
Form 4 Statement Of Changes Of Beneficial Ownership Of Securities Instructions (SEC1475)
Official Federal Forms/Securities And Exchange Commission/ -
Form 6-K Report Of Foreign Private Issuer Pursuant To Rule 13a-16 Or 15d-16 Under The S.E.A. of 1934 (SEC1815)
Official Federal Forms/Securities And Exchange Commission/ -
Form 8-K Current Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act (SEC873)
Official Federal Forms/Securities And Exchange Commission/ -
Form S-3 Registration Statement Under The Securities Act Of 1933 (SEC1379)
Official Federal Forms/Securities And Exchange Commission/ -
Form PF Reporting Form For Investment Advisers To Private Funds (SEC2048)
Official Federal Forms/Securities And Exchange Commission/ -
Form 20-F Registration Statement Or Annual Report Or Transition Report (SEC1852)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-PORT Monthly Portfolio Investments Report (SEC2940)
Official Federal Forms/Securities And Exchange Commission/ -
Form S-6 (Facing Sheet) For Registration Under The Securities Act Of 1933 (SEC649)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-2 Registration Statement Under The SEA of 1933 And Or Investment Co Act Of 1940 (SEC1716)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-8B-2 Registration Statement Of Unit Investment Trusts Which Are Currently Issuing Securities (SEC0977)
Official Federal Forms/Securities And Exchange Commission/ -
Form NRSRO Application For Registration As A Nationally Recognized Statistical Rating Organization (SEC1541)
Official Federal Forms/Securities And Exchange Commission/ -
Form X-17A-5 Focus Report Part II (SEC1695)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-CSR Certified Shareholder Report Of Registered Management Investment Companies (SEC2569)
Official Federal Forms/Securities And Exchange Commission/ -
Form SBSEF Security-Based Swap Execution Facility Appilcation For Registration
Official Federal Forms/Securities And Exchange Commission/ -
Form 1-A Regulation Offering Statement Under The Securities Act Of 1933 (SEC486)
Official Federal Forms/Securities And Exchange Commission/ -
Form 10-K Annual Report Pursuant To Sec 13 Or 15(d) Of The SEA Of 1934 (SEC1673)
Official Federal Forms/Securities And Exchange Commission/
Form Preview
Contact Us
Success: Your message was sent.
Thank you!