Form BD Uniform Application For Broker Dealer Registration (SEC1490) {BD}

Form BD - UNIFORM APPLICATION FOR BROKER-DEALER REGISTRATION. Broker-dealers must file this form to register with the Securities and Exchange Commission, self-regulatory organizations, and jurisdictions through the Central Registration Depository ("CRD") system, operated by FINRA. By law, the applicant must promptly update Form BD information by submitting amendments whenever the information on file becomes inaccurate or incomplete for any reason. The individual listed as the contact employees must be authorized to receive all compliance information, communications, and mailings, and be responsible for disseminating it within the applicant's organization. www.FormsWorkflow.com