Form SBSEF Security-Based Swap Execution Facility Appilcation For Registration {SBSEF} | Pdf Fpdf Docx | Official Federal Forms

 Official Federal Forms   Securities And Exchange Commission 
Form SBSEF Security-Based Swap Execution Facility Appilcation For Registration {SBSEF} | Pdf Fpdf Docx | Official Federal Forms

Last updated: 6/6/2024

Form SBSEF Security-Based Swap Execution Facility Appilcation For Registration {SBSEF}

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Description

FORM SBSEF - SECURITY-BASED SWAP EXECUTION FACILITY APPLICATION FOR REGISTRATION (and AMENDMENT TO APPLICATION). This Form SBSEF shall be filed with the Commission by any person applying to register with the Commission as a security-based swap execution facility. Upon the filing of an application for registration in accordance with the instructions provided herein, the Commission will publish notice of the filing and afford interested persons an opportunity to submit written data, views, and arguments concerning such application. No application for registration shall be effective unless the Commission, by order, grants such registration. FormsWorkflow.com

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