Last updated: 10/19/2021
Form 10-D Asset-Backed Issuer Distribution Report (SEC2503) {10-D}
Start Your Free Trial $ 20.99What you get:
- Instant access to fillable Microsoft Word or PDF forms.
- Minimize the risk of using outdated forms and eliminate rejected fillings.
- Largest forms database in the USA with more than 80,000 federal, state and agency forms.
- Download, edit, auto-fill multiple forms at once in MS Word using our Forms Workflow Ribbon
- Trusted by 1,000s of Attorneys and Legal Professionals
Description
OMB APPROVALOMB Number: 3235-0604 Expires: July 31, 2021 Estimated average burden hours per response . . . ....39.00 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-D ASSET-BACKED ISSUER DISTRIBUTION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 GENERAL INSTRUCTIONS A. Rule as to Use of Form 10-D. (1) This Form shall be used for distribution reports by asset-backed issuers pursuant to Rule 13a-17 or Rule 15d-17 (17 CFR 240.13a-17 or 17 CFR 240.15d-17) of the Securities Exchange Act of 1934 (the 223Act224). Such a report is required to be 336led even though the sponsor or depositor also 336les reports pursuant to Section 13(a) or 15(d) of the Act (15 U.S.C. 78m(a) or 78o(d)) with respect to classes of securities other than the asset-backed securities. See Rule 3b-19 (17 CFR 240.3b-19). Terms used in this Form have the same meaning as in Item 1101 of Regulation AB (17 CFR 229.1101). (2) Reports on this Form shall be 336led within 15 days after each required distribution date on the asset-backed securities, as speci336ed in the governing documents for such securities. B. Application of General Rules and Regulations. (1) The General Rules and Regulations under the Act contain certain general requirements which are applicable to reports on any form under the Act. These general requirements should be carefully read and observed in the preparation and 336ling of reports on this Form, except that any provision in this Form or in these instructions is controlling. (2) Particular attention is directed to Regulation 12B (17 CFR 240.12b-1 et seq.), which contains general requirements regarding 336ling reports under the Act. The de336nitions contained in Rule 12b-2 should be especially noted. See also Regu-lations 13A (17 CFR 240.13a-1 et seq.) and 15D (17 CFR 240.15d-1 et seq.). C. Preparation of Report. (1) This Form is not to be used as a blank form to be 336lled in, but only as a guide in preparing the report in accordance with Rules 12b-11 (17 CFR 240.12b-11), 12b-12 (17 CFR 240.12b-12) and 12b-13 (17 CFR 240.12b-13). The Commis-sion does not furnish blank copies of this Form to be 336lled in for 336 ling. (2) These general instructions are not to be 336led with the report. The instructions to the various captions of the Form are also to be omitted from the report as 336 led. (3) Any item which is inapplicable or to which the answer is negative may be omitted and no reference need be made in the report. If substantially the same information has been previously reported by the asset-backed issuer, an additional report of the information on this Form need not be made. Identify the form or report on which the previously reported information was 336led. Identifying information should include a Central Index Key number, 336le number and date of the previously reported information. Identify the form or report on which the previously reported information was 336 led. Identifying information should include a Central Index Key number, 336le number and date of the previously reported information. The term 223previously reported224 is de336ned in Rule 12b-2 (17 CFR 240.12b-2). (4) Attention is directed to Rule 12b-20 (17 CFR 240.12b-20), which states: 223In addition to the information expressly required to be included in a statement or report, there shall be added such further material information, if any, as may be necessary to make the required statements, in the light of the circumstances under which they are made not misleading.224 D. Incorporation by Reference. SEC 2503 05-19) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. 1 American LegalNet, Inc. www.FormsWorkFlow.com (1) If the asset-backed issuer makes available to the holders of its securities or otherwise publishes, within the period prescribed for 336ling the report on this Form, a press release or other document or statement containing information meet-ing some or all of the requirements of this Form, the information called for may be incorporated by reference to such published document or statement, in answer or partial answer to any item or items of this Form, provided copies thereof are 336led as an exhibit to the report on this Form. (2) All information incorporated by reference must comply with the requirements of this Form and the following rules on incorporation by reference: (a) [Reserved] (b) Item 1100(c) of Regulation AB (17 CFR 229.1100(c)) (additional requirements for incorporating information by reference in 336lings by asset-backed issuers); (c) Rule 303 of Regulation S-T (17 CFR 232.303) (speci336c requirements for electronically 336led documents); and (d) Exchange Act Rules 12b-23 (17 CFR 240.12b-23) (additional rules on incorporation by reference for reports 336 led pursuant to Sections 13 and 15(d) of the Act). (3) With respect to all registrants required to provide asset-level information pursuant to Item 1111(h) of Regulation AB (17 CFR 229.1111(h)): (a) The disclosures 336led as exhibits to Form ABS-EE in accordance with Item 601(b)(102) and Item 601(b)(103) of Regulation S-K (17 CFR 229.601(b)(102) and 601(b)(103)) must be incorporated by reference into the Form 10-D. (b) If the pool assets include asset-backed securities of a third-party, registrants may reference the third-party222s 336 lings of asset-level data pursuant to Item 1100(c)(2) of Regulation AB (17 CFR 232.1100(c)(2)), except that the third-party is not required to meet the de336nition of signi336cant obligor in Item 1101(k) of Regulation AB (17 CFR 232.1101(k)). E. Signature and Filing of Report. (1) The report on this Form must be signed by the depositor. In the alternative, the report on this Form may be signed on behalf of the issuing entity by a duly authorized representative of the servicer. If multiple servicers are involved in servicing the pool assets, a duly authorized representative of the master servicer (or entity performing the equivalent function) must sign if a representative of the servicer is to sign the report on behalf of the issuing entity. (2) The name and title of each person who signs the report shall be typed or printed beneath his or her signature. Atten-tion is directed to Rule 12b-11 (17 CFR 240.12b-11) concerning manual signatures. (3) An asset-backed issuer must submit the report on this Form in electronic format via the Commission222s Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system in accordance with the EDGAR rules set forth in Regulation S-T (17 CFR Part 232), except as discussed below. An issuer submitting the report in electronic format must provide the signatures required for the report in accordance with Regulation S-T Rule 302 (17 CFR 232.302). For assistance with technical questions about EDGAR or to request an access code, call the EDGAR Filer Support Of336ce at (202) 942-8900. For assistance with the EDGAR rules, call the Of336ce of EDGAR and Information Analysis at (202) 942-2940. (4) If the report is 336led in paper pursuant to a hardship exemption from electronic 336ling provided by Regulation S-T Rule 201 or 202 (17 CFR 232.201 or 232.202), or as otherwise permitted by the Commission, eight copies of the report must be 336led with the Commission. An issuer also must 336le at least one complete copy of the report with each national securities exchange on which any security of the issuer is listed and registered under Section 12(b) of the Act (15 U.S.C. 78l(b)). At least one complete copy of the report 336led with the Commission and one such copy 336led with each exchange must be manually signed. Copies not manually signed must bear typed or printed signatures. When submitting a report in paper under a hardship exemption, an issuer must provide the legend required by Regulation S-T Rule 201(a)(2) or 202(c) (17 CFR 232.201(a)(2) or 232.202(c)) on the cover page of the report. When submitting the report in electronic format to the Commission, an issuer may submit a paper copy containing typed signatures to each national securities exchange in accordanc
Related forms
-
Form 3 Initial Statement Of Beneficial Ownership Of Securities (SEC1472)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-17F-1 Certificate Of Accounting Of Securities And Similar Investments (SEC2205)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-27D-1 Accounting Of Segregated Trust Account (SEC1840)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-Q Quarterly Schedule Of Portfolio Holdings Of Registered Management Investment Company (SEC2455)
Official Federal Forms/Securities And Exchange Commission/ -
Form SIP Application Or Amendment To Application For Registration As Securities Information Processor (SEC1939)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-54C Notification Of Withdrawal Of Election To Be Subject To Sections 55 Through 65 (SEC1938)
Official Federal Forms/Securities And Exchange Commission/ -
Form X-17A-5 Focus Report Part IIB OTC Derivates Dealer (SEC2430)
Official Federal Forms/Securities And Exchange Commission/ -
Form TA-2 Annual Report Of Transfer Agent Activities (SEC2113)
Official Federal Forms/Securities And Exchange Commission/ -
Form D Item 3 Continuation Page Related Persons (Continued)
Official Federal Forms/Securities And Exchange Commission/ -
Form D Items 1 And 2 Continuation Page Issuers Identity And Contact Information
Official Federal Forms/Securities And Exchange Commission/ -
Form X-17F-1A Missing-Lost-Stolen-Counterfeit Securities Report (SEC1666)
Official Federal Forms/Securities And Exchange Commission/ -
Form 7-M Irrevocable Appointment Of Agent For Service Of Process (Individual) (SEC876)
Official Federal Forms/Securities And Exchange Commission/ -
Form 8-M Irrevocable Appointment Of Agent For Service Of Process (Corporate) (SEC877)
Official Federal Forms/Securities And Exchange Commission/ -
Form 9-M Irrevocable Appointment Of Agent For Service Of Process (Partnership) (SEC878)
Official Federal Forms/Securities And Exchange Commission/ -
Form 10-M Irrevocable Appointment Of Agent For Service Of Process (General Partner) (SEC879)
Official Federal Forms/Securities And Exchange Commission/ -
Form D Item 12 Sales Compensation (Continued)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-6E1-1 Notification Of Claim Of Exemption Pursuant To Rule 6e-2 Or 6e-3(T) (SEC1130)
Official Federal Forms/Securities And Exchange Commission/ -
Form SDR Application Or Amendment To Application For Registration Or Withdrawal (SEC2911)
Official Federal Forms/Securities And Exchange Commission/ -
Form SCI Systems Compliance And Integrity (SEC2919)
Official Federal Forms/Securities And Exchange Commission/ -
Form CFPORTAL Application Or Amendment To Application For Registration Or Withdrawal
Official Federal Forms/Securities And Exchange Commission/ -
Form SBSE-C Certifications For Registrations Of Security-Based Swap Dealers (SEC2927)
Official Federal Forms/Securities And Exchange Commission/ -
Form SBSE-W Request For Withdrawal From Registration-Swap Dealer (SEC2928)
Official Federal Forms/Securities And Exchange Commission/ -
Form SBSE Application For Registration Of Security-Based Swap Dealers (SEC2924)
Official Federal Forms/Securities And Exchange Commission/ -
Form SBSE-A Application For Registration Of Security-Based Swap Dealers (SEC2925)
Official Federal Forms/Securities And Exchange Commission/ -
Form SBSE-BD Application For Registration Of Security-Based Swap Dealers (SEC2926)
Official Federal Forms/Securities And Exchange Commission/ -
Form R31 Form For Reporting Covered Sales And Covered Round Turn Transactions Under Section 31 (SEC2502)
Official Federal Forms/Securities And Exchange Commission/ -
Form 19b-4(e) Information Required Of A Self-Regulatory Organization Listing And Trading (SEC2449)
Official Federal Forms/Securities And Exchange Commission/ -
Form PILOT Initial Operation Report Amendment To Initial Operation Report And Quarterly Report (SEC2552)
Official Federal Forms/Securities And Exchange Commission/ -
Form MSDW Notice Of Withdrawal From Registration As A Muni Securities Dealer (SEC1588)
Official Federal Forms/Securities And Exchange Commission/ -
Form 19b-4 Proposed Rule Change By Self-Regulatory Organization (SEC1832)
Official Federal Forms/Securities And Exchange Commission/ -
Form ADV (Paper Version) Uniform Application For Investment Adviser Registration (Part 1B) (SEC1707)
Official Federal Forms/Securities And Exchange Commission/ -
Form 1-N Form And Amendments For Notice Of Registration (SEC2568)
Official Federal Forms/Securities And Exchange Commission/ -
Form SD Specialized Disclosure Report (SEC0697)
Official Federal Forms/Securities And Exchange Commission/ -
Form MA-I Information Regarding Natural Persons Engage In Municipal Advisory Activities (SEC2899)
Official Federal Forms/Securities And Exchange Commission/ -
Form MA-NR Designation Of US Agent For Service Of Process (SEC2900)
Official Federal Forms/Securities And Exchange Commission/ -
Form MA-W Notice Of Withdrawal From Registration As Municipal Advisor (SEC2901)
Official Federal Forms/Securities And Exchange Commission/ -
Form MA Application For Municipal Adivsor Registration (SEC2898)
Official Federal Forms/Securities And Exchange Commission/ -
Form 15F Certification Of A Foreign Private Issuers Termination Of Registration
Official Federal Forms/Securities And Exchange Commission/ -
Form BD-N Notice Of Registration As A Broker-Dealer For The Purpose Of Trading Security Futures (SEC1500)
Official Federal Forms/Securities And Exchange Commission/ -
Form CUSTODY For Broker Dealers (SEC2897)
Official Federal Forms/Securities And Exchange Commission/ -
Form MSD Application For Registration As A Municipal Securities Dealer (SEC1534)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-17D-1 Report Filed By Small Business Investment Company (SEC1839)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-8B-4 Registration Statement Of Face-Amount Certificate Companies (SEC1285)
Official Federal Forms/Securities And Exchange Commission/ -
Form CA-1 Application For Registration Or Exemption From Registration As A Clearing Agency (SEC1853)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-18F-1 Notification Of Election Pursuant To Rule 18f-1 Under The Investment Company Act Of 1940 (SEC1846)
Official Federal Forms/Securities And Exchange Commission/ -
Form ADV-H Application For A Temporary Or Continuing Hardship Exemption (SEC2566)
Official Federal Forms/Securities And Exchange Commission/ -
Form ADV-W (Paper Version) Notice Of Withdrawal From Registration (SEC777)
Official Federal Forms/Securities And Exchange Commission/ -
Form 19b-7 Proposed Rule Change By (Self-Regulatory Organization) (SEC2450)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-CR Current Report Money Market Fund Material Events (SEC2918)
Official Federal Forms/Securities And Exchange Commission/ -
Form X-17A-5 Focus Report Part IIA (SEC1696)
Official Federal Forms/Securities And Exchange Commission/ -
Form X-17A-5 Focus Report Part I (SEC1705)
Official Federal Forms/Securities And Exchange Commission/ -
Form X-17A-5 Focus Report Form X-17A-5 Schedule 1 (SEC1675)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-6F Notice Of Intent To Elect To Be Subject To Sections 55-65 Of The Investment Company Act Of 1940 (SEC1936)
Official Federal Forms/Securities And Exchange Commission/ -
Form 2-E Report Pursuant To Rule 609 Of Regulation E (SEC1808)
Official Federal Forms/Securities And Exchange Commission/ -
Form F-N Appointment Of Agent For Service Of Process By Foreign Banks (SEC2306)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-54A Notification Of Election To Be Subject To Sections 55 Through 65 (SEC1937)
Official Federal Forms/Securities And Exchange Commission/ -
Form WB-APP Application For Award For Original Information (SEC2851)
Official Federal Forms/Securities And Exchange Commission/ -
Form D Notice Of Sale Of Securities Pursuant To Regulation D Section 4(6) (SEC1972)
Official Federal Forms/Securities And Exchange Commission/ -
Form 13H Information Required Of Large Traders Pursuant To Section 13(h) (SEC2858)
Official Federal Forms/Securities And Exchange Commission/ -
Form 25 Notification Of The Removal From Listing And Registration Of Matured Redeemed Or Retired Securities (SEC1654)
Official Federal Forms/Securities And Exchange Commission/ -
Form TCR Tip Complaint Or Referral (SEC2850)
Official Federal Forms/Securities And Exchange Commission/ -
Form 15 Certification And Notice Of Termination Of Registration Under Section 12(g) (SEC2069)
Official Federal Forms/Securities And Exchange Commission/ -
Form 3 Initial Statement Of Beneficial Ownership Of Securities (SEC1473)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-17F-2 Certificate Of Accounting Of Securities And Similar Investments (SEC2198)
Official Federal Forms/Securities And Exchange Commission/ -
Form ABS DD-15E Certification Of Provider Of Third-Party Due Diligence Services (SEC2917)
Official Federal Forms/Securities And Exchange Commission/ -
Form 10-D Asset-Backed Issuer Distribution Report (SEC2503)
Official Federal Forms/Securities And Exchange Commission/ -
Form ATS Initial Operation Report Amendment To Initial Operating Report (SEC2550)
Official Federal Forms/Securities And Exchange Commission/ -
Form ATS-R Quarterly Report Of Alternative Trading System Activities (SEC2551)
Official Federal Forms/Securities And Exchange Commission/ -
Form X-17A-5 Focus Report Part IIC
Official Federal Forms/Securities And Exchange Commission/ -
Form X-17A-19 Report Of Change In Memberhip Status (SEC1414)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-23C-3 Notification Of Repurchase Offer (SEC2380)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-4 Registration Statement Under The Securites Act Of 1933 (Trusts) (SEC2125)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-6 Registration Statement (Separate Accounts Organized As Unit Investment Trusts) (SEC2567)
Official Federal Forms/Securities And Exchange Commission/ -
Form 24F-2 Annual Notice Of Securities Sold Pursuant To Rule 24F-2 (SEC2393)
Official Federal Forms/Securities And Exchange Commission/ -
Form S-8 Registration Statement Under The Securities Act Of 1933 (SEC1398)
Official Federal Forms/Securities And Exchange Commission/ -
Form SF-3 Registration Statement Under The Securities Act Of 1933 (SEC2909)
Official Federal Forms/Securities And Exchange Commission/ -
Form X-17A Annual Audited Report Part III (SEC1410)
Official Federal Forms/Securities And Exchange Commission/ -
Form ADV-E Certificate Of Accounting Of Client Securities And Funds (SEC2223)
Official Federal Forms/Securities And Exchange Commission/ -
Form ATS-N NMS Stock Alternative Trading Systems
Official Federal Forms/Securities And Exchange Commission/ -
Form F-3 Registration Statement For Securities Act Of 1933 (SEC1983)
Official Federal Forms/Securities And Exchange Commission/ -
Form S-1 Registration Statement Under The Securities Act Of 1933 (SEC870)
Official Federal Forms/Securities And Exchange Commission/ -
Form SF-1 Registration Statement Under The Securities Act Of 1933 (SEC2908)
Official Federal Forms/Securities And Exchange Commission/ -
Form 1-E Notification Under Regulation E (SEC1807)
Official Federal Forms/Securities And Exchange Commission/ -
Form F-6 Registration Statement For Depositary Shares Evidenced By American Depository Receipts (SEC2001)
Official Federal Forms/Securities And Exchange Commission/ -
Form ABS-EE Form For Submission Of Electronic Exhibits For Asset Backed Securities (SEC2910)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-PX Annual Report Of Prox Voting Record Of Registered Management Investment Company (SEC2451)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-MFP Monthly Schedule Of Portfolio Holdings Of Money Market Funds (SEC2847)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-5 Registration Statement Of Small Business Investment Company (SEC0993)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-3 Registration Statement (Accounts Organized As Management Investment Co.) (SEC2124)
Official Federal Forms/Securities And Exchange Commission/ -
Form 12b-25 Notification Of Late Filing (SEC1344)
Official Federal Forms/Securities And Exchange Commission/ -
Form SE For Submission Of Paper Format Exhibits By Electronic Filers (SEC2082)
Official Federal Forms/Securities And Exchange Commission/ -
Form TH Notification Of Reliance On Temporary Hardship Exemption (SEC2348)
Official Federal Forms/Securities And Exchange Commission/ -
Form 1-K Annual Reports And Special Financial Reports (SEC2913)
Official Federal Forms/Securities And Exchange Commission/ -
Form 1-U Current Report Pursuant To Regulation A (SEC2915)
Official Federal Forms/Securities And Exchange Commission/ -
Form 1-Z Exit Report Under Regulation A (SEC2916)
Official Federal Forms/Securities And Exchange Commission/ -
Form ABS-15G Asset-Backed Securitizer Report (SEC2860)
Official Federal Forms/Securities And Exchange Commission/ -
Form 1 Application And Amendments To Application For Registration As A National Securities Exchange (SEC1935)
Official Federal Forms/Securities And Exchange Commission/ -
Form 8-A For Registration Of Certain Classes Of Securities Pursuant To Section 12(b) Or (g) (SEC1922)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-CEN Annual Report For Registered Investment Companies (SEC2846)
Official Federal Forms/Securities And Exchange Commission/ -
Form T-6 Application-For Determination Of Elegibility Of A Foreign Person To Act As Institutional Trustee (SEC2275)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-LIQUID Current Report Open-End Management Investment Company (SEC2941)
Official Federal Forms/Securities And Exchange Commission/ -
Form T-1 (Statement Of Eligibility And Qualification Under The Trust Indenture Act) (SEC1836)
Official Federal Forms/Securities And Exchange Commission/ -
Form T-2 Statement Of Eligibility Under The Trust Indenture Act-An Individual Designated To Act As Trustee (SEC1849)
Official Federal Forms/Securities And Exchange Commission/ -
Form T-3 For Applications For Qualification Of Indentures Under The Trust Indenture Act (SEC1919)
Official Federal Forms/Securities And Exchange Commission/ -
Form ADV (Paper Version) Uniform Application For Investment Adviser Registration (Execution Pages) (SEC1707)
Official Federal Forms/Securities And Exchange Commission/ -
Form ADV (Paper Version) Uniform Application For Investment Adviser Registration (Part 1A) (SEC1707)
Official Federal Forms/Securities And Exchange Commission/ -
Form ADV (Paper Version) Uniform Application For Investment Adviser Registration (Part 2) (SEC1707)
Official Federal Forms/Securities And Exchange Commission/ -
Form ADV (Paper Version) Uniform Application For Investment Adviser Registration (SEC1707)
Official Federal Forms/Securities And Exchange Commission/ -
Form 18 Application For Registration Pursuant To Sec 12(B) And (C) Of SEA Of 1934 (SEC1421)
Official Federal Forms/Securities And Exchange Commission/ -
Form ADV-NR Appointment Of Agent For Service Of Process By Non-Resident (SEC2565)
Official Federal Forms/Securities And Exchange Commission/ -
Form F-80 Registration Statement Under The Securities Act Of 1933 (Canadian Issuers) (SEC2282)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-8F Application For Deregistration Of Certain Registered Investment Companies (SEC1691)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-14 Registration Statement Under The Securities Act Of 1933 (SEC2106)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-8A Notification Of Registration Filed Pursuant To Sect 8(a) (SEC1102)
Official Federal Forms/Securities And Exchange Commission/ -
Form 1-SA Semiannual Report Or Special Financial Report Pursuant To Regulation A (SEC2914)
Official Federal Forms/Securities And Exchange Commission/ -
Form F-8 Registration Statement Under The Securities Act Of 1933 (Canadian Issuers) (SEC2290)
Official Federal Forms/Securities And Exchange Commission/ -
Form S-11 For Registration Under The Securities Act Of 1933-Real Estate Companies (SEC907)
Official Federal Forms/Securities And Exchange Commission/ -
Form T-4 Application For Exemption Filed Pursuant To Section 304(c) Of The Trust Indenture Act Of 1939 (SEC1920)
Official Federal Forms/Securities And Exchange Commission/ -
Form 10 General Form For Registration Of Securities (SEC1396)
Official Federal Forms/Securities And Exchange Commission/ -
Form 11-K Annual Reports Of Employee Stock Purchase Savings And Similar Plans (SEC617)
Official Federal Forms/Securities And Exchange Commission/ -
Form 144 Notice Of Proposed Sale Of Securities Pursuant To Rule 144 (SEC1147)
Official Federal Forms/Securities And Exchange Commission/ -
Form 17-H Risk Assessment Report For Brokers And Dealers (SEC2332)
Official Federal Forms/Securities And Exchange Commission/ -
Form 18-K Annual Report For Foreign Governments And Political Subdivisions Thereof (SEC1797)
Official Federal Forms/Securities And Exchange Commission/ -
Form BDW Uniform Request For Broker Dealer Registration (SEC122)
Official Federal Forms/Securities And Exchange Commission/ -
Form CB Tender Offer-Rights Offering Notification Form (SEC2560)
Official Federal Forms/Securities And Exchange Commission/ -
Form F-1 Registration Statement Under The Securities Act Of 1933 (SEC1981)
Official Federal Forms/Securities And Exchange Commission/ -
Form F-10 Registration Statement Under The Securities Act Of 1933 (Canadian Issuers) (SEC2292)
Official Federal Forms/Securities And Exchange Commission/ -
Form F-4 Registration Statement Under The Securities Act Of 1933 (SEC2078)
Official Federal Forms/Securities And Exchange Commission/ -
Form F-7 Registration Statement Under The Securities Act Of 1933 (SEC2289)
Official Federal Forms/Securities And Exchange Commission/ -
Form F-X Appointment Of Agent For Service Of Process And Undertaking (SEC2288)
Official Federal Forms/Securities And Exchange Commission/ -
Form S-4 Registration Statement Under The Securities Act Of 1933 (SEC2077)
Official Federal Forms/Securities And Exchange Commission/ -
Form TA-1 Uniform Form For Registration As Transfer Agent And For Amendment (SEC1528)
Official Federal Forms/Securities And Exchange Commission/ -
Form TA-W Notive Of Withdrawal From Registration As Transfer Agent (SEC1669)
Official Federal Forms/Securities And Exchange Commission/ -
Form 13F Information Required Of Institutional Investment Managers (SEC1685)
Official Federal Forms/Securities And Exchange Commission/ -
Form 40-F Registration Statement Pursuant To Section 12 Or Annual Report (SEC2285)
Official Federal Forms/Securities And Exchange Commission/ -
Form 10-Q (SEC1296)
Official Federal Forms/Securities And Exchange Commission/ -
Form 4 Statement Of Changes In Beneficial Ownership Of Securities (SEC1474)
Official Federal Forms/Securities And Exchange Commission/ -
Form C (SEC2930}
Official Federal Forms/Securities And Exchange Commission/ -
Form N-1A Registration Statement (Open-End Management Investment Companies) (SEC2052)
Official Federal Forms/Securities And Exchange Commission/ -
Form 5 Annual Statement Of Beneficial Ownership Of Securities (General Instructions) (SEC2270)
Official Federal Forms/Securities And Exchange Commission/ -
Form 5 Annual Statement Of Changes In Benificial Ownership Of Securities (SEC2270)
Official Federal Forms/Securities And Exchange Commission/ -
Form BD Uniform Application For Broker Dealer Registration (SEC1490)
Official Federal Forms/Securities And Exchange Commission/ -
Form S-20 Registration Statement Under The Securities Act Of 1933 (SEC2013)
Official Federal Forms/Securities And Exchange Commission/ -
Form 4 Statement Of Changes Of Beneficial Ownership Of Securities Instructions (SEC1475)
Official Federal Forms/Securities And Exchange Commission/ -
Form 6-K Report Of Foreign Private Issuer Pursuant To Rule 13a-16 Or 15d-16 Under The S.E.A. of 1934 (SEC1815)
Official Federal Forms/Securities And Exchange Commission/ -
Form 8-K Current Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act (SEC873)
Official Federal Forms/Securities And Exchange Commission/ -
Form S-3 Registration Statement Under The Securities Act Of 1933 (SEC1379)
Official Federal Forms/Securities And Exchange Commission/ -
Form PF Reporting Form For Investment Advisers To Private Funds (SEC2048)
Official Federal Forms/Securities And Exchange Commission/ -
Form 20-F Registration Statement Or Annual Report Or Transition Report (SEC1852)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-PORT Monthly Portfolio Investments Report (SEC2940)
Official Federal Forms/Securities And Exchange Commission/ -
Form S-6 (Facing Sheet) For Registration Under The Securities Act Of 1933 (SEC649)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-2 Registration Statement Under The SEA of 1933 And Or Investment Co Act Of 1940 (SEC1716)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-8B-2 Registration Statement Of Unit Investment Trusts Which Are Currently Issuing Securities (SEC0977)
Official Federal Forms/Securities And Exchange Commission/ -
Form NRSRO Application For Registration As A Nationally Recognized Statistical Rating Organization (SEC1541)
Official Federal Forms/Securities And Exchange Commission/ -
Form X-17A-5 Focus Report Part II (SEC1695)
Official Federal Forms/Securities And Exchange Commission/ -
Form N-CSR Certified Shareholder Report Of Registered Management Investment Companies (SEC2569)
Official Federal Forms/Securities And Exchange Commission/ -
Form SBSEF Security-Based Swap Execution Facility Appilcation For Registration
Official Federal Forms/Securities And Exchange Commission/ -
Form 1-A Regulation Offering Statement Under The Securities Act Of 1933 (SEC486)
Official Federal Forms/Securities And Exchange Commission/ -
Form 10-K Annual Report Pursuant To Sec 13 Or 15(d) Of The SEA Of 1934 (SEC1673)
Official Federal Forms/Securities And Exchange Commission/
Form Preview
Contact Us
Success: Your message was sent.
Thank you!