Form PF Reporting Form For Investment Advisers To Private Funds (SEC2048) {PF}

FORM PF (Paper Version) - REPORTING FORM FOR INVESTMENT ADVISERS TO PRIVATE FUNDS AND CERTAIN COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS. Read these instructions carefully before completing Form PF. Failure to follow these instructions, properly complete Form PF, or pay all required fees may result in your Form PF being delayed or rejected. In these instructions and in Form PF, “you” means the private fund adviser completing or amending this Form PF. If you are a “separately identifiable department or division” (SID) of a bank, “you” means the SID rather than the bank (except as provided in Question 1(a)). Terms that appear in italics are defined in the Glossary of Terms to Form PF. You must complete and file a Form PF, if: A. You are registered or required to register with the SEC as an investment adviser; OR You are registered or required to register with the CFTC as a CPO or CTA and you are also registered or required to register with the SEC as an investment adviser; AND B. You manage one or more private funds. AND C. You and your related persons, collectively, had at least $150 million in private fund assets under management as of the last day of your most recently completed fiscal year. www.FormsWorkflow.com