Form 4 Statement Of Changes Of Beneficial Ownership Of Securities Instructions (SEC1475) {4} | Pdf Fpdf Docx | Official Federal Forms

 Official Federal Forms   Securities And Exchange Commission 
Form 4 Statement Of Changes Of Beneficial Ownership Of Securities Instructions (SEC1475) {4} | Pdf Fpdf Docx | Official Federal Forms

Last updated: 9/1/2023

Form 4 Statement Of Changes Of Beneficial Ownership Of Securities Instructions (SEC1475) {4}

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Description

FORM 4 STATEMENT OF CHANGES OF BENEFICIAL OWNERSHIP OF SECURITIES (GENERAL INSTRUCTIONS). Form 4 is a required document filed with the U.S. Securities and Exchange Commission (SEC) by insiders of publicly traded companies. (a) This Form must be filed before the end of the second business day following the day on which a transaction resulting in a change in beneficial ownership has been executed (see Rule 16a-1(a)(2) and Instruction 4 regarding the meaning of “beneficial owner,” and Rule 16a-3(g) regarding determination of the date of execution for specified transactions). This Form and any amendment is deemed filed with the Commission or the Exchange on the date it is received by the Commission or the Exchange, respectively. See, however, Rule 16a-3(h) regarding delivery to a third party business that guarantees delivery of the filing no later than the specified due date. (b) A reporting person no longer subject to Section 16 of the Securities Exchange Act of 1934 (“Exchange Act”) must check the exit box appearing on this Form. However, Form 4 and 5 obligations may continue to be applicable. See Rule 16a-3 (f); see also Rule 16a-2(b) (transactions after termination of insider status). Form 5 transactions to date may be included on this Form and subsequent Form 5 transactions may be reported on a later Form 4 or Form 5, provided all transactions are reported by the required date. (c) A separate Form shall be filed to reflect beneficial ownership of securities of each issuer. (d) If a reporting person is not an officer, director, or ten percent holder, the person should check “other” in Item 6 (Relationship of Reporting Person to Issuer) and describe the reason for reporting status in the space provided. www.FormsWorkflow.com

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